SEC FORM 3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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| OMB Number: |
3235-0104 |
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| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| 875 E. WISCONSIN AVENUE |
| SUITE 800 |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/29/2026
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3. Issuer Name and Ticker or Trading Symbol
Artisan Partners Asset Management Inc.
[ APAM ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
| Chief Accounting Officer |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Class A Common Stock, par value $0.01 per share |
3,018 |
D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
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/s/ Lisa A. Moran, attorney-in-fact for Mr. Von Hoff |
02/06/2026 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Artisan Partners Asset Management
Power of Attorney
The undersigned hereby appoints each of Laurie Simpson, Lisa Moran
or Molly Bussie, or any of them signing singly, and with full power of
substitution, the undersigned's true and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned?s name and on the undersigned?s
behalf, and submit to the U.S. Securities and Exchange Commission (the ?SEC?)
a Form ID, including amendments thereto, and any other documents necessary
or appropriate to obtain, update or generate codes and passwords enabling
the undersigned to make electronic filings with the SEC of reports required
by Section 16(a) of the Securities Exchange Act of 1934, as amended
(the ?Exchange Act?) or any rule or regulation of the SEC;
(2) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to enroll in EDGAR Next and maintain and
manage the undersigned?s EDGAR account under the SEC?s new EDGAR Next program;
(3) prepare, execute for and on behalf of the undersigned, in the
undersigned?s capacity as a director of Artisan Partners Asset Management
Inc. (the ?Company?), and submit Forms 3, 4 and 5 in accordance with Section
16(a) of the Exchange Act and the rules thereunder;
(4) do and perform any and all acts for and on behalf of
the undersigned which may be necessary or desirable to complete and
execute any such Form 3, 4 or 5, complete and execute any amendment or
amendments thereto, and timely file such form with the SEC and any stock
exchange or similar authority, including, without limitation, to obtain
as the undersigned's representative and on the undersigned's behalf,
information regarding transactions in the Company's equity securities from
any third party, and the undersigned hereby authorizes any such third party
to release any such information to the attorney-in-fact ; and
(5) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney in fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney in fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney in fact may approve
in his or her discretion.
The undersigned hereby ratifies all that the attorneys in fact, or such
attorneys in fact?s substitute or substitutes, have done, may do or may cause
to be done by virtue of this power of attorney and the rights and powers herein
granted.
The undersigned acknowledges that the attorneys in fact, in serving in such
capacity at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned?s responsibilities to comply with
Section 16 of the Exchange Act and that the undersigned is not relieved from
responsibility for compliance with the undersigned?s obligations under
Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned?s holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys in fact.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney as of January 8, 2026.
/s/ Ryan G. Von Hoff
Ryan G. Von Hoff