UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 21, 2019
Artisan Partners Asset Management Inc.
(Exact name of registrant as specified in its charter)
Delaware | 001-35826 | 45-0969585 |
(State or other jurisdiction of incorporation or organization) | (Commission file number) | (I.R.S. Employer Identification No.) |
875 E. Wisconsin Avenue, Suite 800 Milwaukee, WI 53202 | ||
(Address of principal executive offices and zip code) | ||
(414) 390-6100
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol | Name of each exchange on which registered | ||
Class A common stock, par value $0.01 per share | APAM | New York Stock Exchange | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) The 2019 annual meeting of stockholders of Artisan Partners Asset Management Inc. (the “Company”) was held on May 21, 2019.
(b) The results of the matters submitted to a stockholder vote at the annual meeting were as follows:
1. Election of Directors: Each of the seven nominees was re-elected.
Nominees | For | Withheld | Broker Non-Votes | |||
Matthew R. Barger | 64,682,596 | 1,903,550 | 4,395,044 | |||
Seth W. Brennan | 65,417,643 | 1,168,503 | 4,395,044 | |||
Eric R. Colson | 64,556,813 | 2,029,333 | 4,395,044 | |||
Tench Coxe | 65,417,100 | 1,169,046 | 4,395,044 | |||
Stephanie G. DiMarco | 65,699,088 | 887,058 | 4,395,044 | |||
Jeffery A. Joerres | 65,642,175 | 943,971 | 4,395,044 | |||
Andrew A. Ziegler | 65,951,760 | 634,386 | 4,395,044 | |||
2. Advisory Vote on Compensation of Named Executive Officers: Approved
For | Against | Abstain | Broker Non-Votes | |||
42,878,947 | 23,653,016 | 54,183 | 4,395,044 | |||
3. Ratification of the Appointment of the Independent Registered Public Accounting Firm: Ratified.
For | Against | Abstain | ||
68,897,461 | 2,074,008 | 9,721 | ||
For more information about the foregoing proposals and annual meeting, see the Company’s proxy statement dated April 4, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 23, 2019
Artisan Partners Asset Management Inc.
By: | /s/ Sarah A. Johnson | |
Name: | Sarah A. Johnson | |
Title: | Executive Vice President, Chief Legal Officer and Secretary | |